2019 Reporting Rules Forms 10-K, 10-Q, 8-K & SD
On April 5, 2012, the President signed into law the Jumpstart Our Business Startups Act (the “JOBS Act”), which, among other changes, amended the Securities Act to define the term “Emerging Growth Company” (“EGC”). An issuer that meets the definition of an EGC may avail itself of the scaled disclosure required of a smaller reporting company pursuant to Item 10(f) of Regulation S-K under the Exchange Act. Moreover, with regards to …
2019 SEC Rules for Proxy Statements
We have attempted to standardize the use of the terms the “Securities Act” and the “Exchange Act” to mean the Securities Act of 1933, as amended, and the Securities Exchange Act of 1934, as amended, respectively, in the text of the rules. We have not used these terms or otherwise modified the text of the facing sheet of each report.…
2019 Compliance Calendar
Proactive Partnerships: We are trusted, responsive partners. We work to understand your unique needs and create solutions around them; seeing opportunities to realize greater efficiencies and solve problems before they arise; helping navigate the ever changing business landscape. If there is a better way to do it, we will find it…
2019 SEC Filing Calendar
Whether the SEC is open or closed, Toppan Merrill will always deliver accurate, reliable service to help you meet your business needs – 24/7, 365 days a year. …
SEC Adopts Rule 30e-3 Under the Investment Company Act
TThe SEC recently rolled out the e-delivery rule (30e-3) to provide fund investors with a more modernized, personalized and easier-to-understand solution to viewing shareholder reports. The attached whitepaper will help you better understand the specifics of the rule. ...
2019 Mutual Fund & ETF Filing Calendar with FYE Deadlines
N-Q will be rescinded as of August 1, 2019 for Money Market Funds; as of May 1, 2019 for non-money market funds of fund groups with assets under management (AUM) over $1 billion; and, as of May 1, 2020 for all other funds. NPORT-EX is the form type for filing N-PORT Part F attachments. N-PORT Part F is designed to ensure that portfolio holdings schedules for the first and third fiscal quarters continue...
Think Beyond. 10 Ways Connect Will Revolutionize Your Workflow.
You may think you are working efficiently, however just a few gaps in your process may be minimizing the amount of work you can get done in a period of time, Toppan Merrill’s end-to-end solution, Connect, transform your marketing and compliance asset management workflow...
Can an Integral Process Create Efficiency and Drive Omni-Channel Solutions?
Yes! Built upon experience and industry expertise our integrated, streamlined approach provides the groundwork for a more efficient process, while simultaneously employing a forward-thinking solution to support user experience, engagement and omni-channel delivery capabilities.…
5 Features of a Marketing Asset Management Solution
Marketers understand that utilizing a Marketing Asset Management Solution will create efficiencies and promote effectiveness. However, not all Marketing Asset Management Solutions are the same. Here are 5 features to create positive outcomes. …
6 Things to Consider When Transitioning to Regulated Communications to Digital
The opportunity to create positive digital experiences for your customers can be overwhelming, but starting with these six considerations will provide you with a foundation for success...
Cracking the Code: Increasing Your Digital Opt-In Rates
The key to obtaining consent for electronic communications is testing different tactics to find the right mix that increases opt-ins here are some tactics and examples to try...
5 Must-Have Features of an ANOC/EOC Solution
Cut through the clutter with these tips that help you identify the features of a solution for creating your Annual Notice of Change and Evidence of Coverage documents to ensure success...
Toppan Merrill. Expand Possible.
What if drafting, disclosing and distributing mission-critical content came with peace of mind? Built on the needs of today’s clients and the requirements of tomorrow’s, Toppan Merrill is the best-in-class partner for complex, secure communications....
5 Must-Have Features of an ANOC/EOC Solution
Cut through the clutter with these tips that help you identify the features of a solution for creating your Annual Notice of Change and Evidence of Coverage documents to ensure success....
10 Ways to Revolution Your Workflow
You may think you are working efficiently, however just a few gaps in your process may be minimizing the amount of work you can get done in a period of time, Toppan Merrill’s end-to-end solution, Connect, transform your marketing and compliance asset management workflow....
